Saturday, January 14, 2012

I am a client of a nationally known investment advisory firm. An incident just occurred. Is this ethical?

Complete load of...rubbish. You have to have the fee structure in writing at the time of making your application to open the account. Any deviation from the standard terms should be spelt out in writing. If they have given you a discount on the hope they would get furher business that would be the chance they took.

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